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Irish Stock Exchange Listing for Investment Funds
Featured Course
Irish Stock Exchange Listing for Investment Funds
Duration: One Day
Course Overview
At the end of this course participants will be able to:
- Discuss why an investment fund might seek a stock exchange listing
- Describe the significance of investment funds to the Irish Stock Exchange (the Exchange)
- Outline the responsibilities of the fund sponsor and directors
- Discuss the conditions for listing as they relate to the fund, the directors and the service providers
- Describe the conditions for listing regarding investment restrictions
- Discuss the listing particulars requirements regarding the units, capital and investment policy of the fund
- Outline the listing particulars financial information requirements
- Describe in detail the stages in the listing application process
- Describe in detail the continuing obligations on an Exchange-listed investment fund
- Describe the required contents of the annual and interim report
- Outline the notifications an investment fund may be required to make to the Exchange relating to capital and interest in units
- Describe in detail the circumstances where changes in investment fund operations must be communicated to the Exchange
- Describe in detail the circumstances where changes in investment fund operations require prior approval by the Exchange
- Describe the circumstances where changes in investment fund operations require prior approval by the unitholders
- Outline requirements regarding communication with unitholders
Course Content
- Investment Funds and the Irish Stock Exchange
- Responsibilities
- Conditions for listing
- Contents of listing particulars
- Listing application procedures
- Special categories of applicant
- Listing particulars
- Continuing obligations
- Reporting
- Notification matters
- Prior approval matters
- Failure to Comply
Who should attend?
Fund professionals responsible for, or who require a greater understanding of, the listing requirements, application process and the continuing obligations on an investment fund in relation to its listing on the Irish Stock Exchange.
