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The Role of the Trustee.pdfThe Role of the Trustee
Duration: Half day
Course Overview
At the end of this course participants will be able to:
- Describe in detail the duties and obligations of the trustee/custodian in relation to UCITS and Non-UCITS funds
- Outline the requirements of the relevant Notices and Guidance Notes from the Financial Regulator
- Discuss the duties of the investment manager, the administrator and the directors of the fund/management company
- Identify the likely chain of events arising from specific compliance-related issues
- Describe how the investment manager, administrator, directors and trustee/custodian can meet their obligations in a number of case studies
- Discuss the implications of recent regulatory developments such as UCITS IV and the AIFM Directive
Course Content
- Regulatory environment for Irish-domiciled funds
- Legislation
- UCITS Notices
- Non-UCITS Notices
- Duties of the trustee/custodian
- Duties of the
- Investment manager
- Administrator
- Directors of the fund/management company
- Compliance issues – case studies
- Recent regulatory developments
- Current market issues
Who should attend?
Investment fund professionals who require a greater understanding of the duties of the trustee, investment manager, the administrator and the directors of the fund/management company in relation to the regulatory framework in which investment funds operate.
